Michigan Business Beat | Nicholas Stock II - Mergers and Acquisitions Exemptions

Chris Holman welcomes Nicholas J. Stock II, ASSOCIATE, Grand Rapids, Foster Swift Collins & Smith PC Attorneys with a half dozen locations across Michigan Topic: New Federal Registration Exemption for M&A Brokers of Eligible Businesses The Securities Exchange Act of 1934 has recently been amended to exempt “M&A brokers” from registering with the Securities Exchange Commission (SEC) - When? How? Why? How much different is this from how M&A brokers have tentatively relied on a 2014 no-action letter in recent years? What does the new amendment enable qualifying brokers to do? Please explain this New Federal Exemption? What are the implications? » Visit MBN website: www.michiganbusinessnetwork.com/ » Subscribe to MBN’s YouTube: www.youtube.com/channel/UCqNX… » Like MBN: www.facebook.com/mibiznetwork » Follow MBN: twitter.com/MIBizNetwork/ » MBN Instagram: www.instagram.com/mibiznetwork/