
Innovation and Investor Protection in Wealth Management
TIMA
23 min
Knowledge
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<p>In this episode, host <strong>Paul McRorie</strong> speaks with <strong>Parham Nasser</strong>i, VP Regulatory Strategy and Partnerships at <strong>InvestorCOM</strong> and <strong>Noel Sequiera, </strong>Manager,<em> </em>Membership Intake & Business Conduct Compliance at <strong>IIROC. </strong>Noel and Parham discuss the changing landscape in wealth management. They discuss some of the new trends such as greater customization, new product impact, and the use of gamification tools, the role of the industry and the regulators in educating investors and how they see the wealth industry evolving. </p>
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Innovation and Investor Protection in Wealth Management
TIMA