49 - What Should Be the Role of the CEO in Compliance Decisions?

<p><span style="font-weight: 400;">Through my years of experience working with FinTech start-ups, I have noticed that many CEOs have a strange relationship with compliance. Often, CEOs don’t know when to act or when not to act when it comes to compliance issues. I have developed two guiding principles that I use to build relationships between businesses and compliance, which I am going to share with you in today’s episode. These will make it much easier for CEOs to make decisions when it comes to compliance. Also, I am running a very exciting giveaway, so listen in to hear how you can win! </span></p> <p><span style="font-weight: 400;">If you found value in this episode, I would really appreciate if you could leave a review! My mission is to help and support as many FinTech startups as possible, and when you leave a positive review, more people can find this podcast and help their companies!</span> <span style= "font-weight: 400;">If you are on Apple, just </span><a href= "https://podcasts.apple.com/ch/podcast/compliance-that-makes-sense/id1535160531"><strong>click here to review</strong></a><span style="font-weight: 400;">, select “Ratings and Reviews” and “Write a Review” and tell me what your favorite part of the podcast is. </span></p> <p> </p> <p><strong>Today's episode:</strong></p> <p><span style="font-weight: 400;">[00:35] An announcement about a very exciting giveaway I am running!  </span></p> <p><span style="font-weight: 400;">[02:17] The question that prevents CEOs from making their compliance function more efficient. </span></p> <p><span style="font-weight: 400;">[02:34] What I have noticed about the relationship that CEOs have with compliance. </span></p> <p><span style="font-weight: 400;">[03:10] Problems that arise when people don’t have a system of guiding principles around when to act and when not to act. </span></p> <p><span style="font-weight: 400;">[04:06] Requests that I have recently had from a few clients. </span></p> <p><span style="font-weight: 400;">[04:55] The two guiding principles th