159 - Your FinTech CEO Is Not Your Boss
159 - Your FinTech CEO Is Not Your Boss

159 - Your FinTech CEO Is Not Your Boss

Kathleen Agaya

13 min
Business & Finance
Play

Description

<p dir="ltr">A common expectation of first-time MLROs and heads of compliance is that their CEO will be their boss. In this episode, I debunk this myth so you, as a new MLRO or head of compliance, can enter your new role with your eyes wide open to what your relationship with your CEO is really going to look like! </p> <p dir="ltr">If you found value in this episode, I would really appreciate if you could leave a review! My mission is to help and support as many FinTech startups as possible, and when you leave a positive review, more people can find this podcast and help their companies! If you are on Apple, just <a href= "https://podcasts.apple.com/ch/podcast/compliance-that-makes-sense/id1535160531">click here to review</a>, select “Ratings and Reviews” and “Write a Review” and tell me what your favorite part of the podcast is. </p> <p><strong> </strong></p> <p dir="ltr"><strong>Today's episode:</strong></p> <p dir="ltr">[00:38] Who I created this episode for. </p> <p dir="ltr">[01:06] One of the biggest mistakes made by first-time heads of compliance. </p> <p dir="ltr">[03:02] A hard truth about the majority of FinTech CEOs. </p> <p dir="ltr">[04:16] Why CEOs don’t want to deal with compliance issues. </p> <p dir="ltr">[06:50] The kind of relationship that most FinTech CEOs want to cultivate with their heads of compliance. </p> <p dir="ltr">[08:28] The strategy I recommend adopting when discussing compliance-related topics with your CEO.  </p> <p dir="ltr">[10:52] Pros and cons of working as the head of compliance in a startup environment. </p> <p dir="ltr">[11:33] How to treat your CEO from your position as head of compliance. </p> <p dir="ltr">[12:06] Updates from the FinTech Pro Compliance Certification Program. </p> <p><strong> </strong></p> <p dir="ltr"><strong>Show links:</strong></p> <ul> <li dir="ltr" style="font-weight: bold;" aria-level="1"> <p dir="ltr" role="presentation"><strong>Interested in FinTech compliance? - consider investing in the <a href= "https://yana-afanasieva.mykajabi.com/offers/Xhz4

Uploader

wade_stream

wade_stream

159 - Your FinTech CEO Is Not Your Boss - Listen Free | WowFM