Frensham v Financial Conduct Authority [2021] UKUT 0222

An Approved Person appealed to the Upper Tribunal against a decision by the Financial Conduct Authority making a prohibition order against him following a criminal conviction. It was the first time the Upper Tribunal had to consider a case where the FCA was seeking a prohibition order against an individual based on that individual's conviction for a criminal offence not involving dishonesty and the behaviour was unrelated to the individual's regulated activity.